ev_001 B-2 RTX Corporation baseline: identifiers opensanctions:us-ddtc-enf-rtx-corporation; topics crime.traffick; country us; opensanctions_datasets [us_ddtc_enforcements]; known sources opensanctions:nodes, opensanctions:sanctions
Evidence · Source Records · Forensic Audit Trail
Evidence
Every claim in this report traces back to one of 33 evidence records below. Each was captured passively during recon, hashed at capture for chain-of-custody, and graded per the Admiralty Scale (NATO STANAG 2511). Click any ev_xxx chip elsewhere in the report to jump straight to its source record.
33
Records
10
Sources
21
High Grade
9
Moderate
3
Low Grade
2026-06-16
Captured
ev_002 A-2 United States v. Raytheon Company, 1:24-cr-00399 (E.D.N.Y.). Filed 2024-10-02. Judge Ramon E. Reyes Jr. (ID 9425). PACER case ID 521712. federal_dn_case_type cr (criminal). Date last filing 2024-11-25. Case open (date_terminated null). DOJ firms: DOJ-Nsd (firm 257156), US Attorneys Office EDNY (753321), DOJ-Crm Criminal Division (684511). Defense: William J. Stuckwisch P.C. (772656). Prosecutors: Hiral D. Mehta (9887120), Elina Rubin-Smith [...]
ev_003 A-1 RECAP search 'United States v. Raytheon Company bribery FCPA Qatar' returned 2 dockets / 3 documents. Doc 13 (2024-10-16): INFORMATION as to Raytheon Company count(s) 1, 2 — 35 pages, pacer_doc_id 123021812041, available in RECAP Archive. Doc 15 (2024-10-16, main replaced 2024-10-22): DEFERRED PROSECUTION AGREEMENT as to Raytheon Company — 94 pages, pacer_doc_id 123021812094. DPA opening: 'Defendant Raytheon Company (the Company), pursuant to authority granted by the Company's Board [...]'
ev_004 A-2 Criminal Information partial text (doc ID 416245358, sha1 a8e92126a7f8becddc7d3171cf8549c5cf01b455): 'DCP/HDM/JKW ... F. #2020R00324 ... UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK BROOKLYN OFFICE ... UNITED STATES OF AMERICA INFORMATION - against - Cr. No. 24-CR-399 (RER) (T. 18, U.S.C., §§ 371, 981(a)(1)(C) and RAYTHEON COMPANY, 3551 et seq.; T. 21, U.S.C., § 853(p); T. 28, U.S.C., § 2461(c)) Defendant. THE UNITED STATES ATTORNEY CHARGES: I. FCPA + AECA statutory background [...]
ev_005 A-2 CourtListener docket search 'Raytheon Technologies deferred prosecution' (type=d) — 453 results. Top hits: (1) United States v. Raytheon Company 1:24-cr-00399 EDNY (BM25 84.47, filed 2024-10-02, open); (2) Bellamy v. Raytheon Technologies Corp. 1:21-cv-04757 N.D. Ill. (315 Airplane Product Liability, filed 2021-09-07, terminated 2021-12-15, judge Robert Michael Dow Jr.); (3) Darnis v. Raytheon Technologies Corp. 3:20-cv-01171 D. Conn. (ERISA, filed 2020-08-12, terminated 2022-10-04, [...]
ev_006 A-2 CourtListener docket search 'Raytheon Technologies GTF geared turbofan engine Pratt Whitney' (type=d) — 5 results: (1) New England Teamsters Pension Fund v. RTX Corp, 3:23-cv-01274 D. Conn., filed 2023-09-28, terminated 2023-12-21, 850 Securities, judge Meyer; (2) Peneycad v. RTX, 3:23-cv-01035 D. Conn., filed 2023-08-03, terminated 2025-09-17, 850 Securities, judge Bolden; (3) Keritsis v. Hayes, 1:23-cv-01351 D. Del., filed 2023-11-27, open, judge Noreika; (4) McCollum dismissed [...]
ev_007 A-2 Peneycad v. RTX Corporation 3:23-cv-01035 D. Conn. Filed 2023-08-03. Assigned to Victor Allen Bolden (ID 320), magistrate Robert A. Richardson (ID 9130). PACER case ID 155460. Terminated 2025-09-17. Last filing 2025-10-20. Cause 15:78m(a) Securities Exchange Act. Nature of suit 850 Securities/Commodities. Jury demand Plaintiff. Two published opinion clusters on record: 9633112 and 10670956.
ev_008 A-2 CourtListener search 'Raytheon False Claims Act qui tam' (type=o) — 99 results. Top: Johnson v. Raytheon, 93 F.4th 776, 5th Cir. filed 2024-02-15, argued 2022-08-30, docket 21-11060, cluster 9475669, docket_id 64934402. Published, 7 citations. Nature of suit Private Civil Federal. Download: http://www.ca5.uscourts.gov/opinions/pub/21/21-11060-CV0.pdf sha1 d6a0573108b25a4d502185f66a3d0ea5a8e3e49b.
ev_009 A-1 Citation 93 F.4th 776 verified: cluster_id 9475669, docket_id 64934402, date_filed 2024-02-15, volume 93, reporter F.4th, page 776, type 1 (parallel citation). Precedential status Published. 7 subsequent citations confirmed.
ev_010 A-2 CourtListener search 'Raytheon Company securities fraud shareholder class action' (type=o) — 174 results. Top: In Re Raytheon Securities Litigation, 157 F. Supp. 2d 131, D. Mass. 2001-08-29, case Civ.A. 99-12142-PBS, cluster 2470245, judge Saris. Attorneys: Glen DeValerio, Jeffrey Block (Berman DeValerio Pease), NY State Common Retirement Fund rep by Milberg Weiss, defense by John Batter/Jeffrey Rudman (Hale & Dorr) for Daniel P. Burnham and Franklyn A. Caine. 41 citations.
ev_011 A-2 CourtListener search 'RTX Corporation' (type=o) — 25 results. Top: Vladimir Gusinsky Revocable Trust v. Gregory J. Hayes, Delaware Supreme Court, filed 2025-05-28, docket 347-2024, cluster 10594079, docket_id 70392011, judge Griffiths J. Download: http://courts.delaware.gov/Opinions/Download.aspx?id=380240.
ev_012 A-1 FAA superseding AD 2022-19-15 for IAE LLC Model PW1100G series engines; and AD 2023-16-07 for IAE LLC PW1100G + PW1400G series engines. Prompted by investigation determining increased risk of powdered metal anomalies for all powdered metal parts in certain powdered metal production campaigns, susceptible to failure significantly earlier than previously determined. Requires AUSI of HPT 1st-stage hub, HPT 2nd-stage hub, HPC IBR-7, HPC IBR-8 for cracks, replacement if necessary; accelerated [...]
ev_013 A-1 AD 2023-16-07 required an AUSI of the HPT 1st-stage hub (also known as the HPT 1st-stage disk) and HPT 2nd-stage hub (also known as the HPT 2nd-stage disk) for cracks, and replacement, if necessary, which is terminating action for AD 2022-19-15. [...] FAA amends § 39.13 by: a. Removing Airworthiness Directive 2022-19-15, Amendment 39-22184 (87 FR 59660; corrected October 3, 2022 (87 FR 64156)); and Airworthiness Directive 2023-16-07, Amendment 39-22526 (88 FR 56999, August 22, 2023).
ev_014 A-1 AD 2022-19-15 required an angled ultrasonic inspection (AUSI) of the high-pressure turbine (HPT) 1st-stage disk and HPT 2nd-stage disk, and replacement if necessary. [...] Removing Airworthiness Directive 2022-19-15, Amendment 39-22184 (87 FR 64156, October 24, 2022); and Airworthiness Directive 2023-16-07, Amendment 39-22526 (88 FR 56999, August 22, 2023).
ev_015 A-1 FAA adopting a new airworthiness directive (AD) for certain International Aero Engines, LLC (IAE LLC) Model PW1122G-JM, PW1124G1-JM, PW1124G-JM, PW1127G-JM, PW1127G1-JM, PW1127GA-JM, PW1129G-JM, PW1130G-JM, PW1133G-JM, PW1133GA-JM, PW1428G-JM, PW1428GA-JM, PW1428GH-JM, PW1431G-JM, PW1431GA-JM, PW1431GH-JM engines. Prompted by updated analysis of IAE LLC PW1127GA-JM engine HPC IBR-7 separation that resulted in aborted takeoff. Requires USI of HPT 1st and 2nd-stage hubs [...]
ev_016 A-1 United States v. United Technologies Corporation, 10 Farm Springs Road, Farmington, CT 06032, and Raytheon Company, 870 Winter Street, Waltham, MA 02451, Defendants. Civil Action No. 1:20-cv-00824. Judge: Hon. Dabney L. Friedrich. The United States of America, acting under the direction of the Attorney General of the United States, brings this civil antitrust action against Defendants United Technologies Corporation ('UTC') and Raytheon Company ('Raytheon') to enjoin the proposed merger [...]
ev_017 A-1 RTX Corp (CIK 0000101829, NYSE: RTX) Form 8-K filed 2024-10-16, adsh 0000101829-24-000033, period of report 2024-10-15. SEC Item 8.01 (Other Events), Item 9.01 (Financial Statements and Exhibits). Four exhibits filed: EX-99.1, EX-99.2, EX-99.3, EX-99.4. EDGAR full-text search confirms all four exhibits contain co-occurring phrases including: Raytheon Company, criminal information, FCPA, violation, bribery, Qatar, military. EX-99.4 has the highest EDGAR relevance score (59.76), EX-99.1 [...]
ev_018 A-1 RTX Corp (CIK 0000101829) Form 10-K filed 2025-02-03, adsh 0000101829-25-000005, period ending 2024-12-31. Business location: Arlington, VA. File number 001-00812. EDGAR search confirmed filing contains references to FCPA settlement, DOJ, Raytheon Company, and legal proceedings. First post-settlement annual filing; the Legal Proceedings note constitutes the most comprehensive public disclosure of combined penalty amounts, compliance monitor obligations, and DDTC consent term.
ev_019 A-1 GovInfo record: title 'Johnson v. Raytheon', packageId USCOURTS-ca5-21-11060, granuleId USCOURTS-ca5-21-11060-0, collectionCode USCOURTS. governmentAuthor: United States Court of Appeals for the Fifth Circuit. dateIssued 2024-02-15. dateIngested 2024-05-26. Corroborates baseline ent_024 (Johnson v. Raytheon, 93 F.4th 776 (5th Cir. 2024) — False Claims Act Qui Tam).
ev_020 A-1 RAYTHEON TECHNOLOGIES CORP (RTX, CIK 0000101829) Form 10-K filed 2022-02-11, adsh 0000101829-22-000005, period ending 2021-12-31. Business location: Waltham, MA. EDGAR full-text confirms FY2021 annual report contains co-occurring terms: Raytheon Company, FCPA, bribery, Qatar, military, criminal information. Relevance score 33.44. Establishes that the DOJ/DDTC investigation was disclosed in SEC filings at least by February 2022, three years before the October 2024 resolution.
ev_021 B-2 RTX Corporation in OpenSanctions us_ddtc_enforcements dataset; identifiers: opensanctions:us-ddtc-enf-rtx-corporation; topics: crime.traffick; country: us. Known sources: opensanctions:nodes, opensanctions:sanctions.
ev_022 C-2 Baseline surfaced entities: ent_001 RTX Corporation (aliases: Raytheon Technologies Corporation); ent_002 Raytheon Company; ent_003 Pratt & Whitney; ent_028 International Aero Engines LLC; ent_030 United Technologies Corporation.
ev_023 C-2 Baseline surfaced documents: ent_018 United States v. Raytheon Company Criminal Information (2 Counts, FCPA + AECA); ent_019 United States v. Raytheon Company Deferred Prosecution Agreement. Enforcement bodies: ent_004 DOJ Criminal Division Fraud Section; ent_005 DOJ National Security Division; ent_006 US Attorney's Office EDNY.
ev_024 C-2 SEC filings baseline: ent_037 RTX Corp Form 8-K October 16 2024 (adsh 0000101829-24-000033) — DOJ/DDTC Settlement Disclosure; 4 exhibits EX-99.1 through EX-99.4 confirmed by EDGAR to contain FCPA/Qatar/bribery/criminal information content not yet extracted. ent_038 RTX Corp 10-K FY2024 (adsh 0000101829-25-000005) — first post-settlement annual filing. ent_039 10-K FY2021 (adsh 0000101829-22-000005) — earliest FCPA/Qatar disclosure. ent_007 DDTC party to consent agreement.
ev_025 C-2 FAA airworthiness directives baseline: ent_032 AD 2024-06419 (PW1100G Powder Metal Final Rule, rulemaking docket FAA-2023-2237); ent_033 AD 2023-18114 (HPC Rotor Separation); ent_034 AD 2023-16-07 (HPT Hub Inspection); ent_035 AD 2022-19-15 (HPT Disk AUSI). All respondent: IAE LLC. ent_029 FAA identified. ent_003 Pratt & Whitney.
ev_026 C-2 ent_036 United States v. UTC et al. DOJ Antitrust Complaint and Final Judgment Civil No. 1:20-cv-00824 D.D.C.; proposed Final Judgment published Federal Register FR doc 2020-08764. ent_031 DOJ Antitrust Division. ent_030 UTC.
ev_027 C-2 Derivative and individual accountability proceedings baseline: ent_021 Keritsis v. Hayes D. Del. 2023 open; ent_022 Ekambram v. Hayes D. Del. 2026 open; ent_026 Vladimir Gusinsky Revocable Trust v. Gregory J. Hayes Del. Sup. Ct. 2025. Named persons: ent_008 Hayes; ent_009 Mitchill; ent_010 O'Brien; ent_011 Calio; ent_012 Eddy; ent_013 Reyes Jr.; ent_014 Bolden; ent_015 Mehta; ent_016 Stuckwisch. ent_017 NE Teamsters Pension Fund.
ev_028 C-2 Gregory J. Hayes identified as former CEO RTX Corporation; named defendant in Keritsis v. Hayes, Ekambram v. Hayes, and Vladimir Gusinsky Revocable Trust v. Gregory J. Hayes — three separate concurrent shareholder accountability proceedings.
ev_029 C-2 Civil accountability proceedings baseline: ent_020 Peneycad v. RTX Corporation Consolidated Securities Class Action (GTF Powder Metal) open; ent_023 Darnis v. Raytheon Technologies Corporation ERISA Class Action settled 2022; ent_025 In Re Raytheon Securities Litigation 157 F. Supp. 2d 131 D. Mass. 2001; ent_027 Bellamy v. Raytheon Technologies Corp. Aviation Product Liability 2021.
ev_030 C-2 ent_024 Johnson v. Raytheon 93 F.4th 776 5th Cir. 2024 False Claims Act qui tam; ent_040 GovInfo court record USCOURTS-ca5-21-11060 5th Cir. 2024-02-15.
ev_031 F-6 PRIOR RUN (wave 5 first attempt): DocumentCloud API 403 Cloudflare hard block on all 4 query attempts from egress IP 185.213.155.239. Cloudflare Ray IDs: a0c7ad2aae55d352, a0c7ad2c5e416adf, a0c7ad5dcd8edbad. Queries: 'Raytheon FCPA Qatar bribery deferred prosecution agreement'; 'RTX Corporation DOJ DDTC settlement export control AECA'; 'Raytheon criminal information FCPA'.
ev_032 F-6 PRIOR RUN (wave 5 first attempt): MuckRock API 403 Cloudflare interactive JS challenge on all 2 query attempts from egress IP 185.213.155.239. Cloudflare Ray IDs: a0c7ad320e7e30ea, a0c7ad326c524d62, a0c7ad5fbaa10bd8. Queries: 'Raytheon'; 'RTX Corporation'; 'Raytheon FOIA export'.
ev_033 F-6 RE-RUN (wave 5 salvage / schema fix): 3 tool calls attempted — mcp__dork-mcp__muckrock_requests, mcp__dork-mcp__documentcloud_search (x2) — all returned 'No such tool available'. Tools are not registered in this worker process context, not merely Cloudflare-blocked. Zero retrievals across both runs combined.
No evidence matches the current filters.